Client Alert. - Morrison Foerster
Jun 24, 2011 . The Securities and Exchange Commission on June 22, 2011 adopted new rules under the Investment Advisers Act of. 1940 (Advisers Act) to .
Illustrative Report of Independent Accountant on ... - AICPA
certain provisions of Rule 206(4)-2 of the Investment Advisers Act of 1940, and when the practitioner expresses an opinion on the company's compliance with .
Final Rule: Investment Adviser Performance Compensation
amendments to the rule under the Investment Advisers Act of 1940 that permits investment advisers to charge performance based compensation to qualified .
Rules - Securities and Exchange Commission
Jun 28, 2012. Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Investment Company Act of 1940, Investment Advisers Act of .